I am a supervisor of the Product Management Division, which is a subdivision of the Product Business Division (the Division). The primary focus of the Division is to strategize the operations of various products. ●Compile and analyze financial and operational information within the Division: ▲Fortnightly: Compile and analyze the monthly rolling forecast and the current status of follow-up items related to operations and application developments within the Division, and present them to the Chairman and CEO for reference. ▲Monthly: Compile and analyze financial and operational information for monthly meeting, which is chaired by the Chairman of Fubon Financial Holding Co., Ltd., the parent company of Fubon Securities. The information includes: ■Performance status and future operational strategies for all products. ■Evaluation of market shares among competitors. ■Providing responses to inquiries raised by the parent company regarding performance status, competitors' actions, and strategies for addressing new regulations, among other relevant matters. ▲Yearly: Compile and analyze projected financial and operational information, considering future economic forecasts and hypotheses, for the budget of the upcoming year. This budget meeting will be chaired by the Chairman of the parent company. The information includes: ■Revenue, sales volume, and market share projected performance for all products. ■Proposed operational strategies for all products, incorporating three-year long-term strategic objectives. ■Capital expenditure and staffing budget. ■Providing responses to inquiries raised by the parent company regarding the reasonableness of budget hypotheses, among other relevant matters. ●Offer administrative support for the Division, including coordinating meetings with other divisions of Fubon Securities and consolidating documents from other subdivisions, etc.

●Compiled and analyzed financial and operational information of Fubon Securities, the subsidiary of Fubon Financial Holding: ▲Compiled and analyzed monthly financial and operational information and prepared review notes for the Chairman and CEO of Fubon Financial Holding to review. The information included: ■Income performance of Fubon Securities. ■Revenue, sales volume, market share performance, and future operational strategies for every division. ■Evaluation of market shares among competitors. ■Identification and raising key issues related to performance status, and competitors' actions, among other relevant matters concerning Fubon Securities. ▲Compiled and analyzed quarterly financial and operational information of Fubon Securities for the CEO of Fubon Financial Holding, and he would subsequently present it to the Board of Directors. The information included: ■Revenue and ROE performance, along with YoY comparisons for various divisions, accompanied by explanations for any variances. ■Evaluation of market shares among competitors. ■Preparation simulation Q&A for the CEO. ▲Compiled and analyzed projected financial and operational information and prepared review notes for the Chairman and CEO of Fubon Financial Holding for the upcoming year's budget of Fubon Securities. The information included: ■Projected performance status. ■Proposed operational strategies, incorporating three-year long-term strategic objectives. ■Capital expenditure and staffing budget. ■Identification and raising key issues related to the reasonableness of budget hypotheses and other relevant matters. ▲Compiled and analyzed the annual KPI performance of Fubon Securities for the Chairman and CEO of Fubon Financial Holding to determine its performance bonuses. The KPI performance indicators included: ■Revenue, sales volume, and market share performance. ■The performance of key positions leaders, including the CEO and Executive VPs.

● I was a manager (supervisor) of the Audit Function, and provided financial audit, internal control audit, tax audit and other services to the financial industry clients, such as China Development Financial Holding Corporation, CDIB Capital Group, KGI Bank, other subsidiaries of the CDFH group, and the Funds managed by Shin Kong Investment Trust Co., Ltd. The detailed description of the above services are as follows: ▲Financial audit services included auditing/reviewing financial reports of corporations, IFRS (International Financial Reporting Standards) consultation, researching on Taiwanese Auditing Standards, assisting clients to prepare financial reports, etc. ▲Internal control audit services included the evaluation of D&I (design and implementation) and OE (operating effectiveness) of clients’ internal control. Should there be material internal control weakness found, we would provide suggestions to our clients. ▲Tax audit services included corporate income tax audits, as well as corporate tax consultations, etc. ▲Other services included auditing the registered capital amount of companies, auditing and certifying the legality of select portions of corporate bonds issuance applications, and reviewing PPA (Purchase Price Allocation) reports, etc.